BU Compliance - Assistant Manager

State Street — Bangalore, India

JOB DESCRIPTION Marketing and Distribution Compliance – Assistant Manager Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid (12PM – 9PM IST) Business: State Street Investment Management Compliance Who we are looking for Seeking an attention to detail self-starter to assist the Head of Sales Practices Compliance to support State Street Investment Management’s U.S. sales practices compliance program. Strong communication skills, written and verbal, as well as analytical skills and intellectual curiosity are critical for your success. Prior experience in marketing communications and review compliance is an advantage. Minimum of three years’ experience in financial services industry is preferred, but other audit, compliance, risk management or legal experience is an added advantage. Bachelor’s degree required. Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, our sales and client services engage with investors who rely on our communications to help them manage risk, respond to challenges, and drive performance and profitability. As member of the sales practices Compliance, this role should ensure that our communications meet regulatory requirements across multiple regions and legal entities. This role directly strengthens our governance, regulatory posture, and operational resilience, while shaping a culture of integrity and transparency that goes beyond compliance to support the firm’s long-term success. What you will be responsible for Marketing and Distribution Compliance – Assistant Manager Support Sales Practices Compliance Program: Assist in supporting the State Street Investment Management Sales Practices compliance program, including review of firm advertising and sales literature, and development and communication of policies relating to social media usage, electronic communications, and mobile device usage, as well as participation in

View on HireSetu