Compliance Testing - WM Branch, Associate, Oversight, Monitoring and Testing

Morgan Stanley — Mumbai, India

We're seeking someone to join our team as an Associate in the Legal and Compliance division. This team provides support services to onshore corporate secretarial team in the Legal and Compliance Division In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the Oversight, Monitoring and Testing team. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: · The candidate will have several areas of responsibility including, but not limited to, the following: · Access various Firm systems and ad-hoc reports to organize data utilized in testing conducted by the Branch Examiners · Organize data into standardized formats as described in the Branch Examinations procedures · Assist with the rollout, extraction and certification of Compliance questionnaires completed by all WM branch personnel on an annual basis · Respond to inquiries from Examiners and Branch Examinations management · Assist with automation of manual activities, innovation for process improvements · Co-ordinating with different stakeholders and ensuring deliverables are met on time What you'll bring to the role: · At least 2 years’ relevant experience would generally be expected to find the skills required for this role · Excellent oral and written communication skills · Excellent time management skills and ability to execute tasks within tight deadlines · Proficient in MS Office Suite and has the ability to use various internet applications and tools. · Detail-oriented with the ability to multi-task · Ability to facilitate meetings among stakeholders with diverse points of view · Has the ability to perform data analysis Skills desired · Basic understanding of fina

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