VP- Regulatory Authorization and Permissions

Barclays — Pune, Gera Commerzone SEZ

Job Description Purpose of the role To assist and review regulated entity authorisations applications to oversee that they are valid, complete, and compliant with all applicable policies and procedures. Investigating and raise unauthorised regulated entity incidents potentially operating outside of its licence. Accountabilities Identification and assessment of potential risks associated with regulated entity authorisations and implement risk mitigation strategies to safeguard the banks and its customers’ interests. Investigation of potential incidents of unauthorised regulated activities and recommending corrective actions and process improvements. Provision of training to colleagues on how to request UK entity authorisations. Management of the single depositary (Global Entity Authorisations Register) of regulated entities authorisations status and its licences data by reviewing and approving or denying access requests, as well as maintaining accurate records of all authorisations. Development and implementation of regulated entity authorisation policies standards and procedures relating to regulated entities business activities and licences. Development and implementation of authorisations controls supplementary to Business controls. Provide SME advice and assistance across Barclays on matters that relating to UK Authorisations requirements and internal Barclays governance requirements. Vice President Expectations To contribute or set strategy, drive requirements and make recommendations for change. Plan resources, budgets, and policies; manage and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures.. If managing a team, they define jobs and responsibilities, planning for the department’s future needs and operations, counselling employees on performance and contributing to employee pay decisions/changes. They may also lead a number of specialists to influence the operations of a department, in alignment with st

View on HireSetu