Equities Dealer

Barclays — Mumbai, Nirlon Knowledge Park (IB) , 9th floor

Job Description Purpose of the role To support clients during the life cycle of their trade, from order entry to settlement. Take client trade instructions, resolve issues/queries related to client trading activities, assist with external and internal client queries, and work with colleagues across the business to deliver excellent investment servicing for clients. Accountabilities Trade Capture: Responsible for taking client trade instructions across various asset types (e.g. Equities, Fixed Income, Funds inc. ETFs) and follow process to capture those trades in Barclays systems Responsible for achieving world class client service in accordance with internal procedures, regulatory requirements, and key business drivers Operations / Settlement / Trade Placement Liaison: Know the relevant teams to engage within the internal end to end process of each investment type, so as to ensure that internal and external clients know the status of any trade, or any matter related to the life cycle of their investment. Be able to explain or relay to a client information relating to the asset types supported by the team, from either their own pool of knowledge or by contacting the relevant parties within the business to find the best resolutions and answers for our clients. Risk Mitigation: Prioritisation of order entry based on type, size, and market conditions; Reporting on transactions that are deemed to be suspicious, including potential market abuse. Adherence to Advice boundaries; Reviewing and updating procedures; Meeting service levels and quality benchmarks. Assistant Vice President Expectations To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions. Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in p

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